Best Investors
Account
Sign in
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED | 2015-09-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Elmira | NY | 01/2015 | Present |
| Raymond James Financial Services Advisors Inc. | Elmira | NY | 01/2015 | Present |
(1)Name of Business: Address: One Park Place, Elmira, NY, 14901, United States Activity Type: Non profit Position/Title: Director Investment Related: Yes Start Date: 03/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: On the Board of Trustees for Elmira College. \n\nTrustees oversee the President and other members of the college.\n\nI am also chairman on the investment committee, which oversees their endowment. \n\n (2)Name of Business: Arnot Realty Address: 230 Colonial Drive, Horseheads, NY, 14845, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: No Start Date: 08/01/2006 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Chairman of the Board of Directors. (3)Name of Business: Guardian Wealth Management LLC Address: 100 N Main St Ste 100, Elmira, NY, 14901, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/02/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co-owner of the LLC that owns the book of business held at Raymond James Financial. All of the business/accounts are run through Raymond James. (4)Name of Business: Hudson Stuart Holdings Address: 930 W. Church Street, Elmira, NY, 14905, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 05/31/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Partner in LLC that will own our new office building. (5)Name of Business: Rathbone Corporation Address: 100 Stillwater Drive, Horseheads , NY, 14845, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: No Start Date: 08/01/2006 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Rathbone Corporation is the holding company for Arnot Realty. I am Chairman of the Board of Directors for Arnot Realty (which has been listed as one of my OBAs since I started at RJ). (6)Name of Business: The Brand Schweizer Group Address: 100 N Main St Ste 100, Elmira, NY, 14901, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/10/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The Brand Schweizer Group is our DBA name
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-01-23 |
Reach out to this advisor