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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-16
  • NY RA
    APPROVED
    Since 2021-08-16

Branch Locations

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

8660 Sheridan Drive, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Springfield MA 06/2000 03/2017
Mml Investors Services, Inc. Buffalo NY 06/2000 03/2017
Lpl Financial, Llc Williamsville NY 03/2017 Present
Global Retirement Partners, Llc Williamsville NY 03/2017 Present
  • 06/2000 → 03/2017
    Massmutual Life Insurance Company
    Springfield, MA
  • 06/2000 → 03/2017
    Mml Investors Services, Inc.
    Buffalo, NY
  • 03/2017 → Present
    Lpl Financial, Llc
    Williamsville, NY
  • 03/2017 → Present
    Williamsville, NY
Other Businesses

1. 03/10/2017 - PPS RETIREMENT ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 90%/ WILLIAMSVILLE, NY 2. 03/10/2017 - PPS PENSION AND FINANCIAL SERVICES/ THIRD PARTY ADMINISTRATOR (TPA)/ 50%/ WILLIAMSVILLE, NY. 3. 3/13/2017 - PPS Retirement Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 3/10/2017 - Time Spent 90%. 4. 3/13/2017 - Global Retirement Partners - Investment Relate - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 03/01/2017 - 160 Hours Per Month - Time Spent 100% - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 2/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-10-20
  • S63 Uniform Securities Agent State Law Examination
    2000-10-20

View on SEC IAPD

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