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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-16 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
8660 Sheridan Drive, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Springfield | MA | 06/2000 | 03/2017 |
| Mml Investors Services, Inc. | Buffalo | NY | 06/2000 | 03/2017 |
| Lpl Financial, Llc | Williamsville | NY | 03/2017 | Present |
| Global Retirement Partners, Llc | Williamsville | NY | 03/2017 | Present |
1. 03/10/2017 - PPS RETIREMENT ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 90%/ WILLIAMSVILLE, NY 2. 03/10/2017 - PPS PENSION AND FINANCIAL SERVICES/ THIRD PARTY ADMINISTRATOR (TPA)/ 50%/ WILLIAMSVILLE, NY. 3. 3/13/2017 - PPS Retirement Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 3/10/2017 - Time Spent 90%. 4. 3/13/2017 - Global Retirement Partners - Investment Relate - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 03/01/2017 - 160 Hours Per Month - Time Spent 100% - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 2/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-10-20 |
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