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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-23 |
| SC | RA | APPROVED | 2018-12-19 |
Branch Locations
171 Church St. Ste 210, Charleston, SC 29401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Charleston | SC | 05/2009 | 12/2018 |
| Lpl Financial Llc | Charleston | SC | 12/2018 | Present |
1)12/19/18- Harbor Financial Group- DBA for LPL Business (entity for LPL business)- Inv. Related - Charleston, SC - 100%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-03 |
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