Best Investors Account Sign in

Manohar Lal Khatri

Charles Schwab & Co., Inc.

Brookfield, WI

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-01-26
  • WI RA
    APPROVED
    Since 2022-01-26

Branch Locations

305 S Moorland Road, Brookfield, WI 53005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Milwaukee WI 07/2010 12/2022
Charles Schwab & Co., Inc. Brookfield WI 12/2022 Present
Charles Schwab Bank, Ssb Brookfield WI 12/2022 Present
  • 07/2010 → 12/2022
    Td Ameritrade, Inc.
    Milwaukee, WI
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Brookfield, WI
  • 12/2022 → Present
    Charles Schwab Bank, Ssb
    Brookfield, WI
Previous Registrations
  • 2006-05-19 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Milwaukee, WI
    Brookfoeld, WI
  • 2004-09-29 → 2022-10-14
    Td Ameritrade, Inc.
    Milwaukee, WI
    Brookfield, WI
  • 2002-05-08 → 2004-06-14
    Strong Capital Management Inc
    Menomonee Falls, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-05
S63 Uniform Securities Agent State Law Examination 2000-08-16
  • S65 Uniform Investment Adviser Law Examination
    2002-04-05
  • S63 Uniform Securities Agent State Law Examination
    2000-08-16

View on SEC IAPD

Other Firms

ANNEX WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
MARINER
M HOLDINGS SECURITIES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
ENTASIS ASSET MANAGEMENT LLC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Other Investors

DEANNE E PHILLIPS
MATTHEW ROSS KRENKE
Eric Gustav Strom
Thomas James Berkholtz
Heather Christine Shutta
Jeffrey Lynn Stanich
Clayton Joel Beilfuss
Logan Alexander Kepler

Other Offices

ANNEX WEALTH MANAGEMENT, LLC · BROOKFIELD, WI
RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI

More in Brookfield, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor