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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-02-02 |
Branch Locations
225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Palm Desert, CA • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wedbush Securities Inc. | Palm Desert | CA | 02/2016 | Present |
(1) WILLIAM ZACKER IRREV TRUST; INVESTMENT RELATED; LA QUINTA, CA; CO-TRUSTEE; START: 02/2022; APPROX 10 HOURS QUARTERLY AND 1-2 HOURS MONTHLY DURING BUSINESS HOURS; DUTIES: ASSIST THE TRUSTEE FULFILL HER OBLIGATIONS. -- (2) DOUGLAS GALLOWAY; NOT INVESTMENT RELATED; PALM DESERT, CA; PERFORMING MUSIC; BAND MEMBER / PIANO PLAYER; START: 05/2022; APPROX 10 HOURS MONTHLY AND NONE DURING BUSINESS HOURS; DUTIES: PIANO PLAYER FOR ROCK N' ROLL OUTFIT. PLAY SHOWS 2-4 TIMES A MONTH. -- (3) Whitney and The Hat; not investment related; Palm Desert, CA; music band; Band member / piano player; start 05/2022; approx. 10 hours quarterly; none during business hours; Piano player for rock n roll outfit. Play shows 2-4 times a month. (4) National Life Group - Insurance broker; not investment-related; Media, PA; direct life insurance brokerage; About 7 hours dedicated per month, all of which during trade hours; Start date 4/30/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-01 |
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