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Christopher Robert Jennings

Neuberger Berman Bd LLC

New York, NY

New York, NY

CRD 4220379

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-19
NJ RA APPROVED 2018-07-18
  • NY RA
    APPROVED
    Since 2021-03-19
  • NJ RA
    APPROVED
    Since 2018-07-18

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Private Family Office New York NY 06/2015 05/2018
Neuberger Berman Group Llc New York NY 06/2018 Present
  • 06/2015 → 05/2018
    Private Family Office
    New York, NY
  • 06/2018 → Present
    Neuberger Berman Group Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-07-27
S65 Uniform Investment Adviser Law Examination 2011-07-15
  • S63 Uniform Securities Agent State Law Examination
    2018-07-27
  • S65 Uniform Investment Adviser Law Examination
    2011-07-15
Designations
  • Chartered Financial Analyst
Other Names
  • Christopher Robert Jennings
  • Christopher Jennings
  • Christopher R Jennings

View on SEC IAPD

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