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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-11-14
PA RA APPROVED 2022-11-14
  • IL RA
    APPROVED
    Since 2022-11-14
  • PA RA
    APPROVED
    Since 2022-11-14

Branch Locations

701 East Gate Drive Suite 210, Mt. Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Somerset NJ 03/2001 02/2017
Lincoln Investment Fort Washington PA 02/2017 06/2021
Hapi Corp Florence NJ 06/2021 12/2021
M1 Finance Chicago IL 12/2021 09/2022
Janney Montgomery Scott Llc Mt. Laurel NJ 11/2022 Present
  • 03/2001 → 02/2017
    Merrill Lynch
    Somerset, NJ
  • 02/2017 → 06/2021
    Fort Washington, PA
  • 06/2021 → 12/2021
    Hapi Corp
    Florence, NJ
  • 12/2021 → 09/2022
    M1 Finance
    Chicago, IL
  • 11/2022 → Present
    Mt. Laurel, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-20
  • S66 Uniform Combined State Law Examination
    2000-09-20
Other Names
  • John M O'COnnor

View on SEC IAPD

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