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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-05-31 |
Branch Locations
655 W Broadway Ste 1700, San Diego, CA 92101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | San Diego | CA | 06/2014 | 05/2018 |
| Thomas Stewart | San Diego | CA | 05/2018 | Present |
| Northwestern Mutual Investment Services Llc | San Diego | CA | 05/2018 | Present |
| Thomas Stewart | San Diego | CA | 05/2018 | 05/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2015-01-12 |
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