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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-20 |
Branch Locations
225 Seven Farms Dr Ste 300, Charleston, SC 29492 • United States
3573 E. Sunrise Drive Suite 225B [Satellite], Tucson, AZ 85718 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 01/2005 | Present |
| Wells Fargo Advisors Financial Network, Llc | Charleston | SC | 01/2023 | Present |
NOTARY PUBLIC, NOT INV RELATED, TUCSON, AZ, START 12/5/2020, LESS THAN 1 HOUR PER MONTH, ZERO DURING TRADING, NOTARIZE DOCUMENTS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-06-29 |
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