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Nicole Alexandria Dubin

Wells Fargo Advisors Financial Network, LLC

Charleston, SC

Tucson, AZ

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-20
  • TX RA
    APPROVED
    Since 2023-01-20

Branch Locations

225 Seven Farms Dr Ste 300, Charleston, SC 29492 • United States

3573 E. Sunrise Drive Suite 225B [Satellite], Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Tucson AZ 01/2005 Present
Wells Fargo Advisors Financial Network, Llc Charleston SC 01/2023 Present
Previous Registrations
Other Businesses

NOTARY PUBLIC, NOT INV RELATED, TUCSON, AZ, START 12/5/2020, LESS THAN 1 HOUR PER MONTH, ZERO DURING TRADING, NOTARIZE DOCUMENTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-06-29
  • S63 Uniform Securities Agent State Law Examination
    2020-06-29
Other Names
  • Nicole A Rubin
  • Nicole A Dubin

View on SEC IAPD

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