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Current Employers
Summit Wealth Group

13710 Struthers Road, Suite 115, Colorado Springs, CO 80921 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2026-02-12
  • ME RA
    APPROVED
    Since 2026-02-12

Branch Locations

13710 Struthers Road, Suite 115, Colorado Springs, CO 80921 • United States

Nobleboro, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 08/1999 12/2025
Summit Wealth Group Colorado Springs CO 12/2025 Present
Purshe Kaplan Sterling Investments Albany NY 01/2026 Present
Previous Registrations
Other Businesses

1. Summit Wealth Group. Investment-Related. At Registered Location. RIA. Chief Compliance Officer. 12/2025. 160 hrs/month. 160 hrs during securities hrs. Chief Compliance Officer - create, implement and monitor Summit's compliance program.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-17
  • S66 Uniform Combined State Law Examination
    2008-10-17

View on SEC IAPD

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