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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-11-19 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii | Henrico | VA | 10/2016 | 11/2018 |
| Royal Alliance Associates, Inc. | Henrico | VA | 11/2018 | 11/2024 |
| Lpl Financial Llc | Henrico | VA | 11/2024 | Present |
| Unemployed | Henrico | VA | 08/2016 | 10/2016 |
1. 10/10/2024 - Murphy Insurance Solutions - Business Entity For Tax/Investment Purposes Only - NON INVESTMENT RELATED - Henrico, VA 23229 - 03/02/2020 - 12 HR/MO 8 HR/MO TRADING 2. 10/10/2024 - Prevail Wealth Management - Non-Variable Insurance - Inv Related - Henrico, VA 23229 - 03/01/2020 - 12 HR/MO 6 HR/MO TRADING 3. 10/10/2024 - Prevail Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - Henrico, VA 23229 - 03/01/2020
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-22 |
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