Craig William Beresin

Current Employers

Employment History

• 04/2016 → Present
  Ubs Financial Services Inc.
  New York, NY

Previous Registrations

• 2012-02-27 → 2016-06-08
  Kalman Kushnir Capital Inc.
  Northbrook, IL
• 2009-02-27 → 2010-02-24
  Barclays Capital Inc.
  New York, NY
  New York, NY
• 2008-02-14 → 2008-10-15
  Lehman Brothers Inc.
  New York, NY
  New York, NY
  New York, NY

Other Businesses

1) The Concept Group / United States / The group meets at the Century Club on 7 West 43rd. The group holds an address at the residence of the chairman which is now to be Craig Beresin upon final approval at UBS at 305 East 85th ST, apt 11 A / NY / NY / United States / 10028 / N/A / No / Other / This is a monthly investment idea dinner that has been going on , on the third Thursday of the month, for about 50 years. sole function of the group is to dine and share investment themes and ideas / Financial (Consumer & Investment Services) / / Sole function is dining once per month and exchanging thoughts and ideas. There is no written communications before during and after meetings. There is no solicitation of business of any type within or outside the group / Active / Executive director / Chairman / Organize and oversee each dinner. Manage new member and guest process. Receive the monthly dinner bill and pay it from the Group's checking account which has sole function of collection annual dues from each member (currently $800) and making only monthly payments to the Century CLub for dinner / 0 / No / No / No / No / Start Date 09/20/2018 / / No / / No / / No / No No / The group only meets at 7 west 43rd st on the 4th floor on the thurd thursday of each month / No / / No / / it is a great honor to be chosen by the special group of people who compose the concept group. I enjoy networking , being mentored by and spending time with group members such as Marty Sass, John Levin, Morris Mark, John Dawson , etc who have become close friends in addition / No / 2) Craig Beresin/ Investment related?: yes/ 305 East 85th Street - Apt 11 A, NY, 10028/I am the author and wish to publish my book/coordinate publishing with publisher/ start date: 12/30/2020/ time reqd during working hours?: no 3) Last Will and Testament and BF Nevada Trust 2022This executor role relates to last will and testament whereby his assets will be dissolved and distributed at the time of his passing. The trustee role also begins activity wise when the subject passes, it involves distribution of assets in said trust at that time. Executor for the last will and testament and distribution trustee for the Nevada Trust at the time of the subject of the will's passing, as executor , I will be responsible for the liquidation of his assets - primarily stocks and bonds, and distribute to the beneficiary. As Distribution trustee, I will be responsible for distribution of trust assets at the subject's passing, start date-6/30/2022, RheinbeckNew YorkUnited States-12572.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-09-07
• S63 Uniform Securities Agent State Law Examination
  1999-10-22