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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-09-04 |
| TX | RA | APPROVED | 2020-09-03 |
Branch Locations
5355 Town Center Road Suite 800, Boca Raton, FL 33486 • United States
Boca Raton, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith, Inc. | Boca Raton | FL | 07/2008 | 09/2020 |
| Bank Of America, N.A. | Boca Raton | FL | 06/2011 | 09/2020 |
| Rbc Capital Markets, Llc | Boca Raton | FL | 09/2020 | Present |
| City National Bank | Boca Raton | FL | 09/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-28 |
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