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Richard Paul Eisner

LPl Financial LLC

Lake Charles, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-03-14
TX RA APPROVED 2024-03-12
  • LA RA
    APPROVED
    Since 2024-03-14
  • TX RA
    APPROVED
    Since 2024-03-12

Branch Locations

4090 Nelson Road Lake, Lake Charles, LA 70605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services St. Cloud MN 04/2009 03/2024
First Federal Bank Of Louisiana Lake Charles LA 04/2009 Present
Cetera Investment Advisers Llc Lake Charles LA 01/2014 03/2024
Lpl Financial Llc Lake Charles LA 03/2024 Present
  • 04/2009 → 03/2024
    Cetera Investment Services
    St. Cloud, MN
  • 04/2009 → Present
    First Federal Bank Of Louisiana
    Lake Charles, LA
  • 01/2014 → 03/2024
    Cetera Investment Advisers Llc
    Lake Charles, LA
  • 03/2024 → Present
    Lpl Financial Llc
    Lake Charles, LA
Previous Registrations
Other Businesses

1)02/26/2024 - First Federal Investments - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-02-23
S63 Uniform Securities Agent State Law Examination 2000-09-29
  • S65 Uniform Investment Adviser Law Examination
    2007-02-23
  • S63 Uniform Securities Agent State Law Examination
    2000-09-29
Other Names
  • Rick Eisner

View on SEC IAPD

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Kelly Clay Bentley
Stephen P Spratley
Kamran Richard
Ebony Rideau
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Other Offices

J.P. MORGAN SECURITIES LLC · LAKE CHARLES, LA
PROSPERITY CAPITAL ADVISORS · Lake Charles, LA
EDWARD JONES · LAKE CHARLES, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · Lake Charles, LA
LPL FINANCIAL LLC · LAKE CHARLES, LA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · LAKE CHARLES, LA
EAGLE STRATEGIES LLC · LAKE CHARLES, LA
EAGLE STRATEGIES LLC · LAKE CHARLES, LA

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