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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
Branch Locations
7115 Virginia Road Suite 117, Crystal Lake, IL 60014 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Crystal Lake | IL | 08/2016 | 11/2024 |
| Prudential Insurance Company Of America | Crystal Lake | IL | 08/2016 | Present |
| Lpl Enterprise, Llc | Crystal Lake | IL | 11/2024 | Present |
1. 9/9/2024:Trustee of Family Trust~85 Sherbon Lane, Crystal Lake, IL 60014~Family Trust~N~Trustee & POA~01/15/2017~1 hrs/mo~0 trading hrs/mo 2) 12/24/2024- Prudential Advisors- Non-Variable Insurance- Fixed Life Insurance Sales and Service- Inv. related - at Crystal Lake, IL- start date 11/15/2024- 10hrs/mnth-10hrs during trading 3) 12/23/2024- Prudential Advisors- Non-Variable Insurance Commission Trails- Life Insurance Ongoing Service- inv. related- at Crystal Lake, IL- start date 11/15/2024- 0hrs/mnth-0hrs during trading 4) 12/24/2024- Liberty Mutual- Property and Casualty- Property and Casualty Sales and Service- inv. related - at Crystal Lake, IL- start date 11/15/2024- 5hrs/mnth-5hrs during trading 5) 12/24/2024- Crump/Ash - Non Proprietary- Non-Variable Insurance- Fixed Life Insurance & Annuity Sales thru Crump/Ash as a Broker-inv. related - at Crystal Lake, IL- start date 11/15/2024- hrs/mnth-5hrs during trading 6) 12/17/2024- Christopher Maxwell- Property and Casualty- Property & Casualty Sales paid by 1099 furnished thru Robertson & Robertson- inv. related - at Crystal Lake, IL- start date 11/15/2024- 1hr/mnth-1hr during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-27 |
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