Andrew F Bertalli

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2016 → 02/2017
  Hsbc Bank Usa National Association
  New York, NY
• 07/2016 → 11/2016
  Unemployed
  Dix Hills, NY
• 12/2016 → 02/2017
  Hsbc Securities (Usa) Inc
  New York, NY
• 03/2017 → 05/2022
  Charles Schwab & Co., Inc.
  Lake Grove, NY
• 03/2017 → 05/2022
  Charles Schwab Bank
  Lake Grove, NY
• 07/2022 → Present
  Morgan Stanley
  Garden City, NY

Previous Registrations

• 2017-03-29 → 2022-05-06
  Charles Schwab & Co., Inc.
  Lake Grove, NY
  Garden City, NY
• 2017-01-15 → 2017-03-17
  Hsbc Securities (Usa) Inc.
  New York, NY
• 2011-05-27 → 2016-07-29
  Usaa Financial Planning Services
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2017-02-15
• S63 Uniform Securities Agent State Law Examination
  2000-10-18

Other Names

• Andrew Francis Bertalli