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Andrew F Bertalli

Morgan Stanley

Garden City, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-01
NY RA APPROVED 2022-07-25
  • TX RA
    APPROVED_RES
    Since 2026-06-01
  • NY RA
    APPROVED
    Since 2022-07-25

Branch Locations

1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa National Association New York NY 11/2016 02/2017
Unemployed Dix Hills NY 07/2016 11/2016
Hsbc Securities (Usa) Inc New York NY 12/2016 02/2017
Charles Schwab & Co., Inc. Lake Grove NY 03/2017 05/2022
Charles Schwab Bank Lake Grove NY 03/2017 05/2022
Morgan Stanley Garden City NY 07/2022 Present
  • 11/2016 → 02/2017
    Hsbc Bank Usa National Association
    New York, NY
  • 07/2016 → 11/2016
    Unemployed
    Dix Hills, NY
  • 12/2016 → 02/2017
    Hsbc Securities (Usa) Inc
    New York, NY
  • 03/2017 → 05/2022
    Charles Schwab & Co., Inc.
    Lake Grove, NY
  • 03/2017 → 05/2022
    Charles Schwab Bank
    Lake Grove, NY
  • 07/2022 → Present
    Morgan Stanley
    Garden City, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-15
S63 Uniform Securities Agent State Law Examination 2000-10-18
  • S66 Uniform Combined State Law Examination
    2017-02-15
  • S63 Uniform Securities Agent State Law Examination
    2000-10-18
Other Names
  • Andrew Francis Bertalli

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ARKADIOS WEALTH ADVISORS
CETERA INVESTMENT ADVISERS LLC
BRIXTON CAPITAL WEALTH ADVISORS, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
OSAIC WEALTH, INC.
COMMONWEALTH FINANCIAL NETWORK
LESLIE MARIE GIORDANO

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

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