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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2021-02-26
  • UT RA
    APPROVED
    Since 2021-02-26

Branch Locations

8830 E Germann Rd Building 27 Ste F, Mesa, AZ 85212 • United States

9067 S 1300 W Ste 102, West Jordan, UT 84088 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Greenwood Village CO 04/2014 06/2017
Primerica Financial Services West Jordan UT 03/1998 Present
Wedbush Securities Inc. Denver CO 07/2017 07/2020
Pfs Investments Inc. West Jordan UT 09/2020 Present
Market Star Corporation Ogden UT 05/2021 Present
Previous Registrations
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-21
S63 Uniform Securities Agent State Law Examination 2001-02-02
  • S66 Uniform Combined State Law Examination
    2011-10-21
  • S63 Uniform Securities Agent State Law Examination
    2001-02-02
Other Names
  • Trisha Kennedy
  • Trisha Wadman
  • Trisha Kennedy
  • Trisha Wadman
  • Trisha Conrad

View on SEC IAPD

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