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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Schoolsfirst Fcu Aka Orange County Teachers Service Organization | Santa Ana | CA | 02/2000 | Present |
| Cuna Brokerage Services, Inc. | Waverly | IA | 01/2007 | Present |
| Lpl Financial Llc | Placentia | CA | 05/2022 | Present |
1)05/18/2022-SchoolsFirst Investment Services-Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2)05/18/2022 -Schoolsfirst FCU-Investment Related - At Reported Business Location(s)- Financial Institution Duty- Financial Advisor - Start Date- 2/2003- 160 Hours Per Month/ 160 Hours During Securities Trading 3)05/18/2022- No Business Name- Investment Related - LaVerne CA- Real Estate Rental- owner - Start Date - 7/2014- 1.5 Hours Per Month/ 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-07 |
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