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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-25
IA RA APPROVED 2013-01-09
  • TX RA
    APPROVED_RES
    Since 2025-02-25
  • IA RA
    APPROVED
    Since 2013-01-09

Branch Locations

201 First Street Se Suite 610, Cedar Rapids, IA 52401-1540 • United States

Cedar Rapids, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Cedar Rapids IA 01/2013 Present
Previous Registrations
  • 2012-02-02 → 2013-01-31
    Cedar Rapids, IA
  • 2005-05-27 → 2012-02-14
    Cedar Rapids, IA
    Cedar Rapids, IA
  • 2002-05-15 → 2005-06-02
    Wells Fargo Investments, Llc
    Cedar Rapids, IA
  • 2002-04-10 → 2002-05-02
    Securities Corporation Of Iowa
    Cedar Rapids, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-11
  • S66 Uniform Combined State Law Examination
    2000-05-11

View on SEC IAPD

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