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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-03-12
TX RA APPROVED 2022-03-12
  • NY RA
    APPROVED
    Since 2022-03-12
  • TX RA
    APPROVED
    Since 2022-03-12

Branch Locations

1002 Brighton Beach Ave, Brooklyn, NY 11235 • United States

177 Montague Street, Brooklyn, NY 11201 • United States

277 Park Ave, Floor 36, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Brooklyn NY 03/2014 08/2018
Jpmorgan Chase Bank, N.A. Brooklyn NY 03/2014 08/2018
Pan Megarian Society "Byzas" Brooklyn NY 06/2013 06/2017
Santander Bank, Na Boston MA 02/2019 12/2021
Santander Securities, Llc Dorchester MA 02/2019 12/2021
Unemployed Brooklyn NY 09/2018 01/2019
J.P. Morgan Securities Llc Brooklyn NY 01/2022 Present
Jpmorgan Chase Bank, N.A. Brooklyn NY 01/2022 Present
  • 03/2014 → 08/2018
    Brooklyn, NY
  • 03/2014 → 08/2018
    Jpmorgan Chase Bank, N.A.
    Brooklyn, NY
  • 06/2013 → 06/2017
    Pan Megarian Society "Byzas"
    Brooklyn, NY
  • 02/2019 → 12/2021
    Santander Bank, Na
    Boston, MA
  • 02/2019 → 12/2021
    Santander Securities, Llc
    Dorchester, MA
  • 09/2018 → 01/2019
    Unemployed
    Brooklyn, NY
  • 01/2022 → Present
    Brooklyn, NY
  • 01/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Brooklyn, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-11
S63 Uniform Securities Agent State Law Examination 2007-08-09
  • S66 Uniform Combined State Law Examination
    2022-03-11
  • S63 Uniform Securities Agent State Law Examination
    2007-08-09
Other Names
  • Litsa Kastanis
  • Kastanis Garyfalia
  • Garyfalia Kastanis
  • Litsa Kostorizos
  • Garyfalia Kostorizos

View on SEC IAPD

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