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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-03-12 |
| TX | RA | APPROVED | 2022-03-12 |
Branch Locations
1002 Brighton Beach Ave, Brooklyn, NY 11235 • United States
177 Montague Street, Brooklyn, NY 11201 • United States
277 Park Ave, Floor 36, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Brooklyn | NY | 03/2014 | 08/2018 |
| Jpmorgan Chase Bank, N.A. | Brooklyn | NY | 03/2014 | 08/2018 |
| Pan Megarian Society "Byzas" | Brooklyn | NY | 06/2013 | 06/2017 |
| Santander Bank, Na | Boston | MA | 02/2019 | 12/2021 |
| Santander Securities, Llc | Dorchester | MA | 02/2019 | 12/2021 |
| Unemployed | Brooklyn | NY | 09/2018 | 01/2019 |
| J.P. Morgan Securities Llc | Brooklyn | NY | 01/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Brooklyn | NY | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-09 |
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