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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-04-24
  • TX RA
    APPROVED
    Since 2009-04-24

Branch Locations

2800 Post Oak Blvd, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 04/2009 Present
Bank Of America, N.A. Houston TX 12/2009 Present
Other Businesses

I*128480 For profit or not for profit: For-Profit Organization Name of outside business organization: Alejo Orvananos Investment related: N Address of business: Houston, Texas 77055 Nature of business: Other, Under my name no corporation established Position, title, association: Other, Selling artwork that I create in my spare time Start date of relationship: 12/4/2019 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Creating art work ( paintings) and selling them. I*38916 For profit or not for profit: For-Profit Organization Name of outside business organization: SunnyDAy LLC Investment related: N Address of business: sugar land, Texas 77479 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 2/15/2011 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: This is a bussiness that my wife has its purpose is to create games and books forr children. I am just a pasive investor. Owing 49% of the business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-18
S63 Uniform Securities Agent State Law Examination 2001-09-06
  • S66 Uniform Combined State Law Examination
    2007-06-18
  • S63 Uniform Securities Agent State Law Examination
    2001-09-06
Other Names
  • Alejo Orvananos Rodriguez

View on SEC IAPD

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