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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-10-15
WI RA APPROVED 2021-10-15
TX RA APPROVED 2020-05-04
MN RA APPROVED 2019-10-09
  • FL RA
    APPROVED
    Since 2021-10-15
  • WI RA
    APPROVED
    Since 2021-10-15
  • TX RA
    APPROVED
    Since 2020-05-04
  • MN RA
    APPROVED
    Since 2019-10-09

Branch Locations

681 East Lake Street Suite 354, Wayzata, MN 55391 • United States

Wayzata, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Wayzata MN 05/2019 Present
Medtronic Plc Minneapolis MN 02/2007 11/2018
Unemployed Wayzata MN 12/2018 04/2019
  • 05/2019 → Present
    Wayzata, MN
  • 02/2007 → 11/2018
    Medtronic Plc
    Minneapolis, MN
  • 12/2018 → 04/2019
    Unemployed
    Wayzata, MN
Other Businesses

1. Plymouth Wayzata Youth Baseball Association, Dedicated to sponsoring and organizing a baseball sports program that promotes the appreciation and understanding of the game by providing recreation, instilling good sportsmanship and striving for excellence in baseball for youth living in School District #284, Member of Board of directors, Sit on board as Treasurer, start date-8/1/2019, Plymouth MNUnited States-55447.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-09
  • S66 Uniform Combined State Law Examination
    2019-10-09
Other Names
  • Sara Margaret Ziegler
  • Sara Ziegler Humann

View on SEC IAPD

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