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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| TX | RA | APPROVED | 2014-06-06 |
| NJ | RA | APPROVED | 2012-11-29 |
Branch Locations
1411 Broadway, Floor 01, New York, NY 10018 • United States
305 Seventh Avenue, New York, NY 10001 • United States
498 7Th Avenue, New York, NY 10018 • United States
3 Times Square, New York, NY 10036 • United States
615 Eighth Ave., New York, NY 10018 • United States
71 West 23Rd Street, New York, NY 10010 • United States
111 8Th Ave, New York, NY 10011 • United States
1230 Avenue Of The Americas, New York, NY 10020 • United States
2 Penn Plz, New York, NY 10121 • United States
1260 Broadway, New York, NY 10001 • United States
471 W. 42Nd Street, New York, NY 10036 • United States
530 5Th Ave, New York, NY 10036 • United States
368 9Th Ave, New York, NY 10001 • United States
1411 Broadway Floor Mz, New York, NY 10018 • United States
461 W 34Th St Frnt 1, New York, NY 10001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan | Mineola | NY | 10/2012 | 01/2019 |
| Jpmorgan | Fresh Meadows | NY | 01/2019 | 05/2019 |
| Jpmorgan | Fresh Meadows | NY | 05/2019 | 02/2020 |
| Jpmorgan | Fresh Meadows | NY | 02/2020 | 07/2020 |
| J.P. Morgan Securities Llc | New York | NY | 08/2020 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY START DATE: 7/1/2018 ADDRESS: 37-49 JACKSON HEIGHTS, NY. DETAILS: Rental property HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: NONE INVESTMENT RELATED: YES ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 10/1/2012 ADDRESS: 30-25 JACKSON HEIGHTS, NY. DETAILS: Rental property HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: NONE INVESTMENT RELATED: YES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-06 |
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