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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-13 |
| IL | RA | APPROVED | 2023-05-05 |
Branch Locations
700 Commerce Drive, Suite 500, Oak Brook, IL 60523 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Chicago | IL | 10/2012 | 05/2023 |
| Lpl Financial Llc | Downers Grove | IL | 05/2023 | Present |
1) 5/2023 - PWA Insurance Services / Non-Variable Insurance / Investment Related / DOWNERS GROVE, IL / Start date 05/05/2023 - 2) 5/2023 - Condo / Real Estate Rental / Investment Related / Chicago, IL / Start date 09/01/2010 - 1 Hrs per month 3) 5/2023 - PWA Financial Services / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 4) 5/2023 - PWA / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 5) 5/2023 - Professional Wealth Advisors / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 6) 10/02/2024 - Hagen Advisory LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/16/2023 - 40 Hours Per Month/ During Trading 7) 01/29/2025 - Hagen Tax Advisory - Investment Related - Tax Prep/Accounting/CPA - At Reported Business Location(s) - Start Date:02/18/2025 - 2 Hrs/Mth - 0 Hrs During Trading. 8) 03/11/2025 - Hagen Consulting - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:02/24/2025 - 4 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-28 |
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