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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-04-10 |
| OH | RA | APPROVED | 2004-07-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mentor | OH | 07/2004 | Present |
| Bank Of America,N.A. | Mentor | OH | 09/2009 | Present |
I*409273, Entity Type: Entity Charitable, Name of OBA: Berkshire Booster Club, Inc., Address: Burton, OH 44021, Ohio 44021, Investment Related: N, Position, Title, Association: Officer, Employee Start Date: 07/09/2018, No Hours: 5, No Hours during trading: 0, Duties: Entity-To promote, aid, and provide financial contributions (by way of collecting contributions and donating same) to the Berkshire Local School athletic programs. My Responsibilities-would like to preside over organization for 2 year term
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-04-19 |
| S65 | Uniform Investment Adviser Law Examination | 2002-03-25 |
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