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Marc Timothy Pasquariello-Williams

Rbc Capital Markets, LLC

Denver, CO

Denver, CO

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2019-03-06
TX RA APPROVED 2019-03-06
  • CO RA
    APPROVED
    Since 2019-03-06
  • TX RA
    APPROVED
    Since 2019-03-06

Branch Locations

1801 California Street Suite 3900, Denver, CO 80202-5822 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney, Llc Boulder CO 07/2009 03/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 03/2019
Rbc Capital Markets, Llc. Denver CO 03/2019 Present
City National Bank Denver CO 06/2019 Present
  • 07/2009 → 03/2019
    Morgan Stanley Smith Barney, Llc
    Boulder, CO
  • 01/2015 → 03/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 03/2019 → Present
    Denver, CO
  • 06/2019 → Present
    City National Bank
    Denver, CO
Previous Registrations
  • 2009-07-27 → 2019-03-08
    Boulder, CO
    Boca Raton, FL
  • 2000-09-29 → 2009-08-11
    Wells Fargo Investments, Llc
    Boulder, CO
    Denver, CO
    Denver, CO
Other Businesses

(1) NAME OF ENTITY: LAST SECOND STRINGING; ADDRESS: 549 COOK STREET; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: TENNIS RACQUET STRINGING; CAPACITY: SOLE PROPRIETOR; START DATE: 11/2019; DUTIES: RACQUET STRINGING; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0; (2) Name: EPIC - Exec's Partnering to Invest in Children Address: 711 Park Avenue West Denver, CO 80205 Business Description: Non Profit seeking to help early childhood education Business is not investment related Projected Start Date: 08/01/20 Capacity: Board of Directors *, Committee/Council Member (not associated with the Board of Directors) Duties Performed: Vote on policies the organization supports with respect to early childhood education. Devoted to this OBA per Month: 0-3 Hours depending on policy items Hours Devoted to this OBA during business hours: 2 3) NAME OF ENTITY: GABPHIE, LLC ADDRESS: 549 Cook St, Denver CO 80206 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: It is not a business, it is an LLC to hold a home for my daughter CAPACITY: Other, Managing member of the LLC START DATE: 05.18.23 DUTIES: Hold the property and gift them shares of the LLC each year HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-09-15
S65 Uniform Investment Adviser Law Examination 1999-09-15
  • S63 Uniform Securities Agent State Law Examination
    1999-09-15
  • S65 Uniform Investment Adviser Law Examination
    1999-09-15
Other Names
  • Marc Timothy Williams

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