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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2014-10-31
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2014-10-31

Branch Locations

1285 Avenue Of The Americas 15Th Floor, New York, NY 10019 • United States

F2 Scarsdale, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs New York NY 10/2014 Present
  • 10/2014 → Present
    Ubs
    New York, NY
Previous Registrations
  • 2009-03-09 → 2014-11-10
    Credit Suisse Securities (Usa) Llc
    New York, NY
    New York, NY
  • 2004-06-11 → 2009-03-10
    Ubs International Inc.
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-17
  • S66 Uniform Combined State Law Examination
    2001-12-17
Other Names
  • Odette C Sanchez
  • Odette C Sanchez

View on SEC IAPD

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