Robert Whitley Allen

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2021-07-09

VA RA
APPROVED

Since 2021-07-09

Branch Locations

4470 Cox Rd. Suite 150, Glen Allen, VA 23060 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Kestra Financial Services, Inc.	Austin	TX	04/2016	06/2021
Lpl Financial Llc	Richmond	VA	07/2021	Present

04/2016 → 06/2021

Kestra Financial Services, Inc.

Austin, TX
07/2021 → Present

Lpl Financial Llc

Richmond, VA

Previous Registrations

2016-05-05 → 2021-07-07

Kestra Advisory Services, Llc

Glen Allen, VA
2003-04-10 → 2016-09-22

Kestra Investment Services, Llc

Baltimore, MD

Baltimore, MD

Glen Allen, VA
2000-08-29 → 2002-11-08

Investment Advisory Group, Inc.

Richmond, VA

Other Businesses

1)7/2021- Capstone Financial Partners, Inc- DBA for LPL Business (entity for LPL business)- Inv. Related- Glen Allen, VA- start date 11/2007 2) 7/2021- -Capstone Financial Partners- Non-Variable Insurance- Agent selling Fixed term life - Inv. Related- Glen Allen, VA- 11/2007- 1hr/mth

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-07-26

S66 Uniform Combined State Law Examination

2000-07-26

Designations

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews