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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-26 |
| MO | RA | APPROVED | 2022-12-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2000 | 06/2022 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2011 | 06/2022 |
| Smc Ventures Llc Dba The Tavern @Clifton Heights | St. Louis | MO | 07/2018 | Present |
| Stan-Ad Ventures Llc Dba Kt'S Saloon | St. Louis | MO | 10/2020 | Present |
| Nylife Securities Llc | St. Louis | MO | 10/2022 | Present |
| Eagle Strategies Llc | Saint Louis | MO | 12/2022 | Present |
[SMC VENTURES LLC DBA THE TAVERN @ CLIFTON HEIGHTS; INVESTMENT RELATED: NO; 2817 WATSON RD ST LOUIS MO 63139; BAR; START DATE: 7/2018; OWNER/PRESIDENT; 10 hours per month, 10 hours during securities trading hours; HANDLE PAYROLL AND TAX PAYAMENTS, ALL FINANCIAL MATTERS RELATED TO BAR] [STAN-AD VENTURES LLC DBA KT'S SALOON; INVESTMENT RELATED: NO; 4574 TELEGRAPH RD ST LOUIS MO 63129; BAR; START DATE: 10/2020; MANAGING PARTNER; 5 hours per month, 5 hours during securities trading hours; HANDLE PAYROLL AND ALL TAX PAYAMENTS] [Notary Public; Notary Public; 4614 Macklind Ave, St. Louis MO 63109; Start Date 08/2022; Role/Title: Independent Contractor; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-16 |
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