Kelly Shota

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2026-05-27
TX	RA	APPROVED	2026-05-27

HI RA
APPROVED

Since 2026-05-27
TX RA
APPROVED

Since 2026-05-27

Branch Locations

733 Bishop Street Suite 2800, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Honolulu	HI	05/2026	Present
Edward Jones	St. Louis	MO	11/2015	05/2026
Morgan Stanley Private Bank, N.A	New York	NY	07/2026	Present

05/2026 → Present

Morgan Stanley Smith Barney Llc

Honolulu, HI
11/2015 → 05/2026

Edward Jones

St. Louis, MO
07/2026 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2015-11-25 → 2026-05-28

Edward Jones

Honolulu, HI
2009-11-25 → 2015-12-08

Lpl Financial Llc

Honolulu, HI
2007-08-27 → 2009-10-22

Bancwest Investment Services, Inc.

Honolulu, HI
2003-01-06 → 2007-04-30

Bancwest Investment Services, Inc.

Honolulu, HI

Honolulu, HI
2002-08-13 → 2003-01-29

Cetera Wealth Services, Llc

Honolulu, HI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-08-16

S66 Uniform Combined State Law Examination

2000-08-16

Designations

Other Names

Kelly Mari Shota
Kelly Mari Shota-Franklin

View on SEC IAPD

Other Firms

REGENCY CAPITAL MANAGEMENT INC.

WEALTH ALIGNMENT PARTNERS, LLC

WELLS FARGO CLEARING SERVICES, LLC

DIVERSIFY ADVISORY SERVICES, LLC

CETERA INVESTMENT ADVISERS LLC

MML INVESTORS SERVICES, LLC

COMMONWEALTH FINANCIAL NETWORK

KINGSWOOD WEALTH ADVISORS, LLC

Other Investors

GEORGE CHRISTIAN FLOAN HART

IAN YUEN YEE WONG

KELII JK KIAKONA

ERIC-ALLEN TSUTOMU CHING

JENNIFER LEE KUANONI

TYLER YOSHIO TAKAHATA

Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI

WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI

WELLS FARGO CLEARING SERVICES, LLC · HONOLULU, HI

DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI

DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI

CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI

MML INVESTORS SERVICES, LLC · HONOLULU, HI

COMMONWEALTH FINANCIAL NETWORK · Honolulu, HI

More in Honolulu, HI

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