Peter James Swanson

Employer firm

Speece Thorson Capital Group Inc CRD 106052

$469M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 07/2017
  U.S. Bancorp Piper Jaffray Inc.
  Minneapolis, MN
• 07/2017 → Present
  Speece Thorson Capital Group, Inc.
  Minneapolis, MN

Other Businesses

Trustee - Converge Worldwide Retirement Plan - investment related 2 hours/quarter Address: n/a Converge is HQ in Chicago. Trustee meetings are in Minneapolis in Co-Trustee offices 07-2010 to 07/2015 (5 yr term) 07/2017 to present (5 yr term) Duties: All investment related decisions for the fund: strategy, asset allocation, manager selection

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-10-20

Designations

• Chartered Financial Analyst