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Kristi Lynn Mignano

Osaic Wealth, Inc.

West Des Moines, IA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-01-19
  • IA RA
    APPROVED
    Since 2024-01-19

Branch Locations

500 Colony Park Building 3737 Woodland Ave, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broker Dealer Financial Services Corp West Des Moines IA 01/2016 10/2018
Voya Financial Advisors, Inc. Des Moines IA 10/2018 11/2020
Woodbury Financial Services Inc Johnston IA 11/2020 01/2024
Osaic Wealth, Inc. West Des Moines IA 01/2024 Present
  • 01/2016 → 10/2018
    Broker Dealer Financial Services Corp
    West Des Moines, IA
  • 10/2018 → 11/2020
    Voya Financial Advisors, Inc.
    Des Moines, IA
  • 11/2020 → 01/2024
    Woodbury Financial Services Inc
    Johnston, IA
  • 01/2024 → Present
    Osaic Wealth, Inc.
    West Des Moines, IA
Previous Registrations
  • 2020-11-18 → 2024-01-19
    Woodbury Financial Services, Inc.
    Johnston, IA
  • 2018-11-02 → 2020-11-10
    Voya Financial Advisors, Inc.
    Windsor, CT
  • 2016-01-25 → 2018-10-20
    Investment Advisors Corp
    West Des Moines, IA
  • 2013-09-16 → 2015-12-18
    Woodbury Financial Services, Inc.
    Johnston, IA
    Naples, FL
    Johnston, IA
  • 2012-02-10 → 2013-10-11
    Investment Advisors Corp
    West Des Moines, IA
    Johnston, IA
  • 2011-01-03 → 2012-02-09
    Wells Fargo Clearing Services, Llc
    West Des Moines, IA
    Des Moines, IA
  • 2001-11-13 → 2011-01-03
    Wells Fargo Investments, Llc
    Des Moines, IA
    Des Moines, IA
    Des Moines, IA
    Des Moines, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-30
S63 Uniform Securities Agent State Law Examination 2000-11-01
  • S66 Uniform Combined State Law Examination
    2001-10-30
  • S63 Uniform Securities Agent State Law Examination
    2000-11-01
Other Names
  • Kristi Lynn Wallace

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PARK AVENUE SECURITIES LLC

Other Investors

DANIEL ALEXANDER ALLEN
JENNIE JEAN HENRY
PATRICK JOSEPH BYRNE
EDDIE RAY COLEMAN
JAMES LAWRENCE LUMLEY
CONOR J BOFFELI
Signe Olson
ANDREW JAY HIMELSON

Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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