Henry John Tallardy

Current Employers

Employment History

• 12/2014 → 06/2019
  First Allied Securiites, Inc
  San Diego, CA
• 12/2014 → 06/2019
  First Allied Advisory Services
  Chesterfield, MO
• 06/2019 → Present
  Lpl Financial Llc
  El Segundo, CA

Previous Registrations

• 2014-12-08 → 2019-07-01
  First Allied Advisory Services, Inc.
  Westlake Village, CA
  Hermosa Beach, CA
  El Segundo, CA
• 2012-01-18 → 2014-12-09
  Western International Securities, Inc.
  Westlake Village, CA
• 2010-12-15 → 2011-11-21
  Pgim Investments Llc
  Hermosa Beach, CA
• 2009-08-19 → 2010-05-24
  Chase Investment Services Corp.
  Manhattan Beach, CA

Other Businesses

1)06/28/2019 - Other-Teaching - FMT SOLUTIONS - 10% - INVESTMENT RELATED - EL SEGUNDO, CA 90245 - Start date: 07/01/2019 - 2hrs/mnth 0hrs during trading 2) 06/28/2019 - Reef Wealth Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:07/01/2019 - 100 hrs/mo - 8 hrs during trading - 100% time spent. 3) 2/10/2021 - No Business Name - Not Investment Related - Zoom, South Bay Office, 880 Apollo Street, Suite 302, El Segundo, CA 90245 - Other-Teaching - Teacher - Started 06/30/2019 - 3 Hours Per Month During Securities Trading - Teach workshops at El Camino & LMU on retirement. 4. 08/20/2025 - REEF WEALTH, INC - Business Entity For Tax/Investment Purposes Only - Not Investment related - At reported business location(s) - Start date: 08/01/2025 - 40hrs/mnth 40hrs during Trading

Exams

• S66 Uniform Combined State Law Examination
  2009-05-19
• S63 Uniform Securities Agent State Law Examination
  2004-10-08

Other Names

• H. John Tallardy
• John H. Tallardy