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Julie S Carroll

Janney Montgomery Scott LLC

Raleigh, NC

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2015-12-01
TX RA APPROVED 2015-12-01
  • NC RA
    APPROVED
    Since 2015-12-01
  • TX RA
    APPROVED
    Since 2015-12-01

Branch Locations

4140 Parklake Avenue Glenlake One, Suite 300, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Raleigh NC 11/2015 11/2020
Carroll Pharmacy Brightleaf NC 10/2020 Present
Janney Montgomery Scott Llc Raleigh NC 11/2020 Present
Previous Registrations
Other Businesses

Trustee, Warsaw, NC. Co-Trustee of Family Trust w/Sibling. Investment related, not compensated, 1 hour/month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-04
S63 Uniform Securities Agent State Law Examination 2002-03-18
  • S66 Uniform Combined State Law Examination
    2008-04-04
  • S63 Uniform Securities Agent State Law Examination
    2002-03-18
Other Names
  • Julie Melissa Scott
  • Julie S Batts
  • Julie M Scott
  • Julie M Layne
  • Julie S Layne

View on SEC IAPD

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OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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