Chad Edward Tepe

Current Employers

Employment History

• 03/2014 → Present
  Lpl Financial Llc
  Manhattan, KS
• 03/2014 → 10/2018
  Independent Financial Partners
  Manhattan, KS
• 11/2018 → Present
  Independent Advisor Alliance, Llc
  Manhattan, KS

Previous Registrations

• 2014-03-20 → 2018-12-27
  Independent Financial Partners
  Manhattan, KS
• 2008-08-29 → 2014-03-21
  Commerce Brokerage Services, Inc.
  Manhattan, KS
  Manhattan, KS
  St. Louis, MO

Other Businesses

1. 03/19/2014 - CT FINANCIAL, INC./ DBA ONLY/ 100%/ MANHATTAN, KS. 2. 8/24/2015: CT Financial, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/11/2015 - 2 Hours Per Month During Securities Trading. 3. 11/6/2018 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 10/26/2018 - 80 Hours Per Month During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 11/06/2018. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/28/2018 - Independent Advisor Alliance - DBA: (Hybrid) CT Financial, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/06/2018 - 100 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 11/28/2018. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 02/24/2022 - Sage Insurance Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 02/04/2022 - 2 Hours Per Month/1 Hours During Securities Trading. 6. 02/17/2026 - Blue Valley Memorial United Methodist Church - Non-Profit Board Member - church account auditor - Not Investment Related - Manhattan, KS - Start Date 03/01/2026 - 1 hour per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2000-08-24