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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-09-04
  • NC RA
    APPROVED
    Since 2020-09-04

Branch Locations

7075-A Hwy 70E, Newport, NC 28570 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Securities, Inc Dublin OH 11/2002 07/2020
Cambridge Investment Research, Inc. Fairfield IA 09/2020 Present
Necaise Insurance & Financial Services Inc. Newport NC 08/2009 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2020 Present
  • 11/2002 → 07/2020
    Nationwide Securities, Inc
    Dublin, OH
  • 09/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2009 → Present
    Necaise Insurance & Financial Services Inc.
    Newport, NC
  • 09/2020 → Present
    Fairfield, IA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING, 09/04/20 2) MOREHEAD CITY NOON ROTARY CLUB, PO BOX 1975, MOREHEAD CITY, NC, BOARD MEMBER OF A NON-PUBLIC ENTITY, 07/01/20, NIR, CLUB SECRETARY, 2/WK- 2/TRADING 3) TIMOTHY NECAISE, 3204 1/2 EVANS ST, MOREHEAD CITY, NC, RENTAL PROPERTY OWNER, LANDLORD, 02/15/14, NIR, 1/MO- 0/TRADING 4) ARROWSTAR FINANCIAL, 7075-A Hwy 70 E, Newport NC 28570, 09/2022, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, Using a Trade Name/dba, NIR, 80 HR/MO - 80 HR/MO TRADING. 5) TAGOS INC., 7075-A Hwy 70 E, Newport NC 28570, 09/2022, President, Financial Planning Practice, NIR, 80 HR/MO - 80 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-05
S63 Uniform Securities Agent State Law Examination 2000-07-13
  • S65 Uniform Investment Adviser Law Examination
    2002-08-05
  • S63 Uniform Securities Agent State Law Examination
    2000-07-13
Designations
Other Names
  • Tim Necaise

View on SEC IAPD

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