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David Winfield Miller

First Citizens Investor Services, Inc.

Newport, NC

Havelock, NC

Beaufort, NC

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2011-05-09
  • NC RA
    APPROVED
    Since 2011-05-09

Branch Locations

7045 Hwy 70 E., Newport, NC 28570 • United States

132 E Main St , Havelock, NC 28532 • United States

1505 Live Oak St , Beaufort, NC 28516 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services New Bern NC 04/2011 Present
  • 04/2011 → Present
    First Citizens Investor Services
    New Bern, NC
Previous Registrations
  • 2008-06-06 → 2011-01-10
    Edward Jones
    St Louis, MO
    Morehead City, NC
  • 2001-12-31 → 2008-06-06
    Tower Square Securities, Inc.
    Roanoke Rapids, NC
    Roanoke Rapids, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-08
S63 Uniform Securities Agent State Law Examination 1998-07-17
  • S65 Uniform Investment Adviser Law Examination
    2000-03-08
  • S63 Uniform Securities Agent State Law Examination
    1998-07-17
Other Names
  • David Winfield Miller

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

TIMOTHY ALLAN NECAISE
Gabriel Tiller
James E Dee
Cheryl Henke Mansfield
CLARK NAYLOR CALLAWAY
ROBERT ANDREW HARDIN
CAROLINE HELEN GEORGIADIS
DONNA HOLMES COMER

Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Newport, NC
EDWARD JONES · MOREHEAD CITY, NC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC · MOREHEAD CITY, NC
OSAIC INSTITUTIONS, INC. · MOREHEAD CITY, NC
CREDIT UNION INVESTMENT SERVICES · Morehead City, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Havelock, NC
EDWARD JONES · HAVELOCK, NC
LPL FINANCIAL LLC · MOREHEAD CITY, NC

More in Newport, NC

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