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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-02-10 |
| TX | RA | APPROVED_RES | 2025-02-05 |
| NJ | RA | APPROVED | 2025-02-04 |
Branch Locations
1420 Route 206 North Ste 210, Bedminster, NJ 07921 • United States
Hackettstown, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Investment Center | Bedminster | NJ | 06/2002 | 03/2025 |
| Ic Advisory Services, Inc. | Bedminster | NJ | 06/2006 | 03/2025 |
| Lpl Financial Llc | Fort Mill | SC | 02/2025 | Present |
1) 1/2025- FINRA ARBITRATOR - Investment related- ARBITRATION PANELIST CALLED UPON BY FINRA FOR ARBITRATION CASES- start date 1/13/2020- 1-2 hrs per mth / 1-2 hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-20 |
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