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Daniel Charles Kaspari

Mesirow Financial Investment Management, Inc.

Highland Park, IL

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Current Employers
Mesirow Financial Investment Management, Inc.

353 N. Clark St, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2016-11-15
CA RA APPROVED 2016-11-15
TX RA APPROVED_RES 2016-11-15
IL RA APPROVED 2009-06-09
  • AL RA
    APPROVED
    Since 2016-11-15
  • CA RA
    APPROVED
    Since 2016-11-15
  • TX RA
    APPROVED_RES
    Since 2016-11-15
  • IL RA
    APPROVED
    Since 2009-06-09

Branch Locations

610 Central Avenue Suite 200, Highland Park, IL 60035-3255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mesirow Financial, Inc. Chicago IL 04/2006 Present
  • 04/2006 → Present
    Mesirow Financial, Inc.
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-06-08
S63 Uniform Securities Agent State Law Examination 2000-09-14
  • S65 Uniform Investment Adviser Law Examination
    2009-06-08
  • S63 Uniform Securities Agent State Law Examination
    2000-09-14

View on SEC IAPD

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Other Offices

WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC · HIGHLAND PARK, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Highland Park, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · HIGHLAND PARK, IL
CITIGROUP GLOBAL MARKETS INC. · HIGHLAND PARK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HIGHLAND PARK, IL
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · HIGHLAND PARK, IL
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · HIGHLAND PARK, IL
EDWARD JONES · Highland Park, IL

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