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1011 Poyntz Avenue, Manhattan, KS 66502 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2007-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Manhattan | KS | 01/2002 | 06/2025 |
| Raymond James Financial Services Advisors, Inc | Overland Park | KS | 01/2009 | 06/2025 |
| Keating Financial Advisory Services, Llc | Manhattan | KS | 03/2013 | Present |
| Spari, Inc | Manhattan | KS | 04/2015 | 03/2023 |
| Pks Investments | Albany | NY | 07/2025 | Present |
1) Keating Financial Advisory Services, Inc. Investment-Related. At Registered Location. RIA. IAR. 07/01/2025. 160. 130 hours during securities trading hours. Advisor and officer. 2) Fixed Insurance. Investment related. At registered location. Sales of traditional/fixed insurance. Agent. Start date: 07/2025. 1 hr/month, during trading hours. Provide insurance advice based on the needs of client(s). 3) Keating & Associates, tpa. Non-Investment Related. At Registered Location. Insurance and employee benefits. President. 01/2001. 160. 130 during securities trading hours. Running the company. Planning future direction of company, overseeing operations and different departments. 4) MLC, LLC; Non-Investment Related. 3410 Vanesta Cir Manhattan, KS 66503. Real Estate Rental. Owner. 10/2017. 0. 0 during securities trading hours. part owner in a LLC that owns one rental.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-25 |
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