Susan Marshall Mims

Employer firm

Strategic Asset Management LLC. CRD 306384

$218M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → 10/2020
  Rda Financial Network, Inc.
  North Liberty, IA
• 07/2016 → 10/2020
  United Planners Financial Services
  Scottsdale, AZ
• 01/2012 → Present
  Joint Emergency Communication
  Iowa City, IA
• 09/2010 → Present
  Susan Mims Independent Insurance
  Coralville, IA
• 01/2010 → Present
  City Of Iowa City
  Iowa City, IA
• 09/2010 → 10/2020
  Rda Financial Network
  Coralville, IA
• 06/2018 → Present
  Mims Financial Services
  Coralville, IA
• 10/2020 → Present
  Strategic Asset Management
  Rochester, MN
• 10/2020 → Present
  Dempsey Lord Smith, Llc
  Rome, GA

Previous Registrations

• 2010-09-03 → 2020-10-05
  Rda Financial Network
  Coralville, IA

Other Businesses

1.) SUSAN MIMS INDEPENDENT INSURANCE - AGENT - CORALVILLE, IA - SINCE 09/2010 - INVESTMENT RELATED 2.) IOWA CITY COMMUNITY THEATHER - MEMBER - IOWA CITY, IA - SINCE 01/2023 - NOT INVESTMENT RELATED 3.) MIMS FINANCIAL SERVICES - PRESIDENT - DBA NAME FOR MARKETING PURPOSES ONLY - CORALVILLE, IA - SINCE 06/2018 - INVESTMENT RELATED 4.) CHRISTIAN RETIREMENT SERVICES dba OAKNOLL - Member - Community, Civic or Charitable Board Member or Officer - Coralville IA - Since 01/2023 - NOT INVESTMENT RELATED 5.) STRATEGIC ASSET MANAGEMENT - Independent RIA - IAR - NO OWNERSHIP - INVESTMENT RELATED - 30 HRS DURING TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-07-05

Designations

• Certified Financial Planner

Other Names

• Susan Ruth Marshall
• Susan Ruth Mims