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2434 Superior Drive Nw Suite 101, Rochester, MN 55901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2020-10-05 |
Branch Locations
2434 Superior Drive Nw Suite 101, Rochester, MN 55901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rda Financial Network, Inc. | North Liberty | IA | 09/2010 | 10/2020 |
| United Planners Financial Services | Scottsdale | AZ | 07/2016 | 10/2020 |
| Joint Emergency Communication | Iowa City | IA | 01/2012 | Present |
| Susan Mims Independent Insurance | Coralville | IA | 09/2010 | Present |
| City Of Iowa City | Iowa City | IA | 01/2010 | Present |
| Rda Financial Network | Coralville | IA | 09/2010 | 10/2020 |
| Mims Financial Services | Coralville | IA | 06/2018 | Present |
| Strategic Asset Management | Rochester | MN | 10/2020 | Present |
| Dempsey Lord Smith, Llc | Rome | GA | 10/2020 | Present |
1.) SUSAN MIMS INDEPENDENT INSURANCE - AGENT - CORALVILLE, IA - SINCE 09/2010 - INVESTMENT RELATED 2.) IOWA CITY COMMUNITY THEATHER - MEMBER - IOWA CITY, IA - SINCE 01/2023 - NOT INVESTMENT RELATED 3.) MIMS FINANCIAL SERVICES - PRESIDENT - DBA NAME FOR MARKETING PURPOSES ONLY - CORALVILLE, IA - SINCE 06/2018 - INVESTMENT RELATED 4.) CHRISTIAN RETIREMENT SERVICES dba OAKNOLL - Member - Community, Civic or Charitable Board Member or Officer - Coralville IA - Since 01/2023 - NOT INVESTMENT RELATED 5.) STRATEGIC ASSET MANAGEMENT - Independent RIA - IAR - NO OWNERSHIP - INVESTMENT RELATED - 30 HRS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-07-05 |
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