Best Investors Account Sign in
Current Employers
Strategic Asset Management Llc.

2434 Superior Drive Nw Suite 101, Rochester, MN 55901 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2020-10-05
  • IA RA
    APPROVED
    Since 2020-10-05

Branch Locations

2434 Superior Drive Nw Suite 101, Rochester, MN 55901 • United States

Iowa City, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rda Financial Network, Inc. North Liberty IA 09/2010 10/2020
United Planners Financial Services Scottsdale AZ 07/2016 10/2020
Joint Emergency Communication Iowa City IA 01/2012 Present
Susan Mims Independent Insurance Coralville IA 09/2010 Present
City Of Iowa City Iowa City IA 01/2010 Present
Rda Financial Network Coralville IA 09/2010 10/2020
Mims Financial Services Coralville IA 06/2018 Present
Strategic Asset Management Rochester MN 10/2020 Present
Dempsey Lord Smith, Llc Rome GA 10/2020 Present
  • 09/2010 → 10/2020
    Rda Financial Network, Inc.
    North Liberty, IA
  • 07/2016 → 10/2020
    United Planners Financial Services
    Scottsdale, AZ
  • 01/2012 → Present
    Joint Emergency Communication
    Iowa City, IA
  • 09/2010 → Present
    Susan Mims Independent Insurance
    Coralville, IA
  • 01/2010 → Present
    City Of Iowa City
    Iowa City, IA
  • 09/2010 → 10/2020
    Coralville, IA
  • 06/2018 → Present
    Mims Financial Services
    Coralville, IA
  • 10/2020 → Present
    Strategic Asset Management
    Rochester, MN
  • 10/2020 → Present
    Dempsey Lord Smith, Llc
    Rome, GA
Previous Registrations
Other Businesses

1.) SUSAN MIMS INDEPENDENT INSURANCE - AGENT - CORALVILLE, IA - SINCE 09/2010 - INVESTMENT RELATED 2.) IOWA CITY COMMUNITY THEATHER - MEMBER - IOWA CITY, IA - SINCE 01/2023 - NOT INVESTMENT RELATED 3.) MIMS FINANCIAL SERVICES - PRESIDENT - DBA NAME FOR MARKETING PURPOSES ONLY - CORALVILLE, IA - SINCE 06/2018 - INVESTMENT RELATED 4.) CHRISTIAN RETIREMENT SERVICES dba OAKNOLL - Member - Community, Civic or Charitable Board Member or Officer - Coralville IA - Since 01/2023 - NOT INVESTMENT RELATED 5.) STRATEGIC ASSET MANAGEMENT - Independent RIA - IAR - NO OWNERSHIP - INVESTMENT RELATED - 30 HRS DURING TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-07-05
  • S63 Uniform Securities Agent State Law Examination
    2000-07-05
Designations
Other Names
  • Susan Ruth Marshall
  • Susan Ruth Mims

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Rochester, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor