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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-05-01 |
| NH | RA | APPROVED | 2025-05-01 |
| TX | RA | APPROVED_RES | 2025-05-01 |
Branch Locations
423 Union Street, Suite 1, Littleton, NH 03561 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial | Littleton | NH | 07/2003 | 08/2018 |
| Scf Securities, Inc. | Fresno | CA | 08/2018 | Present |
| Scf Investment Advisors, Inc | Fresno | CA | 08/2018 | Present |
| Lpl Financial Llc | Littleton | NH | 05/2025 | Present |
1. 05/2025- Union Street Advisors LLC- DBA for LPL Business (entity for LPL business)- INV Related- At reported business location(s)- Start date 06/26/2016- 240 Hours Per Month- 130 Hours During Trading 2. 05/2025- Glenn R Gardner- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 10/19/1990- 10 Hours Per Month- 10 Hours During Trading 3. 05/2025- Union Street Advisors LLC- Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 02/01/1994- 64 Hours Per Month- 28 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 1990-01-12 |
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