Philip Edmund Gose

Current Employers

Employment History

• 04/2005 → 11/2023
  Fsc Securities Corporation
  West Des Moines, IA
• 11/2023 → Present
  Osaic Wealth, Inc.
  West Des Moines, IA

Previous Registrations

• 2005-04-14 → 2023-11-03
  Fsc Securities Corporation
  West Des Moines, IA
  West Des Moines, IA
• 2005-04-20 → 2020-12-11
  Diversified Financial Advisory Group, Inc.
  West Des Moines, IA
• 2000-02-07 → 2005-04-18
  Osaic Fa, Inc.
  West Des Moines, IA

Other Businesses

1. GOSE FARMS INC. - FAMILY FARM OWN 4%. MINORITY SHAREHOLDER OWN SINCE 1986 NOT ACTIVE IN MANAGEMENT. JEFFERSON, IOWA UNDER $10,000 ANN COMP CORP RIA - FSC SECURITIES CORPORATION4. IND RIA - INSURANCE BUSINESS - YES DBA= CAPITAL RESOURCE MANAGEMENT 2. CAPITAL RESOURCE MANAGEMENT POSITION: OWNER - NATURE: LIMITED LIABILITY COMPANY - INVESTMENT RELATED: YES NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2005 ADDRESS: 3737 WOODLAND AVE. STE. 500 WEST DES MOINES, IOWA 50266, WEST DES MOINES IA 50266 DESCRIPTION: OWNER OF FINANCIAL SERVICES COMPANY OFFERING COMPREHENSIVE PLANS. 3. CYCLONE GRIDIRON CLUB POSITION: BOARD MEMBER NATURE: CHARITABLE ORGANIZATION INVESTMENT RELATED: NO NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2015 ADDRESS: PO BOX 93592, DES MOINES IA 50393 DESCRIPTION: GO TO MEETINGS AND PROVIDE INPUT AS NEEDED TO THE MEMBERSHIP. 4. GOSE FARMS INC. POSITION: Shareholder - Minority NATURE: S Corp INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1980 ADDRESS: 1310 K. Ave., Jefferson IA 50129, United States DESCRIPTION: Meet once per year discussing farm operations 5. SAGE SETTLEMENT CONSULTING POSITION: consultant, broker, financial planner NATURE: Sage Settlements Consulting assists plaintiffs who receive sums of money via an agreement reached between an injured party and defendant. Sage Settlements offers planning advice and product implementation that allows claimants to budget, safeguard, and maximize their settlement funds. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 10/01/2019 ADDRESS: 3421 Bannerman Road, Ste. 204, Tallahassee FL 32312, United States DESCRIPTION: Coordinating with Sage to obtain settlement quotes and, if needed, incorporating quotes into a cash flow/retirement plan for claimants. 6. TIMBER VIEW FARM POSITION: Member Partner NATURE: LLC that owns personal farm ground. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/15/2022 ADDRESS: 26876 Acorn Ridge Drive, Adel IA 50003, United States DESCRIPTION: No duties. Simply a holding company for land I inherited from my father this year. Farm collects rent from land tenant.

Exams

• S66 Uniform Combined State Law Examination
  1999-07-23