Best Investors Account Sign in
Inactive

Michael James Reilly

Mint Asset Management LLC

New York, NY

West Hartford, CT

Claim This Profile
Current Employers
Mint Asset Management Llc

165 Broadway 23Rd Floor, New York, NY 10006 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-12
CT RA APPROVED 2024-04-15
  • TX RA
    APPROVED_RES
    Since 2024-09-12
  • CT RA
    APPROVED
    Since 2024-04-15

Branch Locations

165 Broadway 23Rd Floor, New York, NY 10006 • United States

West Hartford, CT • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Rowe Wealth Management Llc D/B/A Avalon Avon CT 11/2015 03/2024
Mint Asset Management, Llc New York NY 03/2024 Present
  • 11/2015 → 03/2024
    Rowe Wealth Management Llc D/B/A Avalon
    Avon, CT
  • 03/2024 → Present
    Mint Asset Management, Llc
    New York, NY
Previous Registrations
  • 2016-01-04 → 2024-09-23
    Avalon
    Avon, CT
    Boca Raton, FL
    Avon, CT
  • 2009-01-26 → 2016-01-04
    Lpl Financial Llc
    Avon, CT
    Charlotte, NC
    Avon, CT
  • 2009-06-04 → 2009-12-22
    Unified Wealth Management, Llc
    Avon, CT
    Scottsdale, AZ
  • 1999-01-25 → 2009-05-26
    Securities America Advisors, Inc.
    Avon, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-31
S63 Uniform Securities Agent State Law Examination 1994-01-03
  • S65 Uniform Investment Adviser Law Examination
    1998-08-31
  • S63 Uniform Securities Agent State Law Examination
    1994-01-03
Designations
Other Names
  • Mike Reilly

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC
BRIGHTSPIRE CAPITAL ADVISORS, LLC
ACORN ADVISORY CAPITAL, L.P.
COMPASS GROUP LLC
CRESTVIEW PARTNERS
LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone
Logan Stephen Michals
JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor