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Current Employers
Sovran Advisors, Llc

3131 Camino Del Rio N. Suite 800, San Diego, CA 92108 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-28
CA RA APPROVED 2024-02-23
  • TX RA
    APPROVED_RES
    Since 2024-02-28
  • CA RA
    APPROVED
    Since 2024-02-23

Branch Locations

3131 Camino Del Rio N. Suite 800, San Diego, CA 92108 • United States

150 S Los Robles Ave Suite 750, Pasadena, CA 91101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Pasadena CA 05/2014 03/2017
Mml Investors Services, Llc Pasadena CA 03/2017 02/2024
Massachusetts Mutual Life Insurance Company Pasadena CA 07/2016 02/2024
Cetera Wealth Services, Llc El Segundo CA 02/2024 Present
Sovran Advisors Llc - Crd 329415 Pasadena CA 02/2024 Present
Greater Pacific Solutions Pasadena CA 01/2022 03/2025
  • 05/2014 → 03/2017
    Metlife Securities Inc
    Pasadena, CA
  • 03/2017 → 02/2024
    Pasadena, CA
  • 07/2016 → 02/2024
    Massachusetts Mutual Life Insurance Company
    Pasadena, CA
  • 02/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2024 → Present
    Sovran Advisors Llc - Crd 329415
    Pasadena, CA
  • 01/2022 → 03/2025
    Greater Pacific Solutions
    Pasadena, CA
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: SOVRAN ADVISORS LLC - CRD 329415 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE START DATE: 02/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 1/1995 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE; 3. NAME OF OTHER BUSINESS: POMONA VALLEY COMMUNITY HEALTH CENTER INVESTMENT RELATED: NO ADDRESS: 1450 E HOLT AVE, POMONA, CA 91767 NATURE OF BUSINESS: BOARD FIDUCIARY POSITION START DATE: 1/2020 POSITION/TITLE/RELATIONSHIP: AUDIT COMMITTEE MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: ATTEND COMMITTEE MEETINGS, REVIEW FINANCIALS. NO CHECK WRITING OR DISBURSEMENT AUTHORITY; 4. NAME OF OTHER BUSINESS: PINDER FAMILY TRUST - REAL ESTATE INVESTMENT RELATED: NO ADDRESS: SHADOW HILLS, CA 91040 NATURE OF BUSINESS: REAL ESTATE START DATE: 1/1995 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MANAGING MY PROPERTY; 5. NAME OF OTHER BUSINESS: PINDER & NEIMEYER FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 6; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-22
S63 Uniform Securities Agent State Law Examination 1995-03-10
  • S65 Uniform Investment Adviser Law Examination
    2008-05-22
  • S63 Uniform Securities Agent State Law Examination
    1995-03-10
Other Names
  • Elmo Pinder

View on SEC IAPD

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