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Carl William Veenendaal

Raymond James Financial Services Advisors, Inc

Elm Grove, WI

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2009-06-01
  • WI RA
    APPROVED
    Since 2009-06-01

Branch Locations

500 Elm Grove Road Suite 108, Elm Grove, WI 53122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Elm Grove WI 11/2008 Present
Raymond James Financial Services Advisors, Inc Elm Grove WI 06/2009 Present
Catholic Memorial High School Waukesha WI 11/2003 10/2018
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-01-03
  • S63 Uniform Securities Agent State Law Examination
    1990-01-03

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · ELM GROVE, WI
GTG WEALTH MANAGEMENT, LLC · ELM GROVE, WI
EDWARD JONES · Elm Grove, WI
HARBOUR INVESTMENTS, INC. · Elm Grove, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Elm Grove, WI
INDEPENDENT FINANCIAL GROUP, LLC · ELM GROVE, WI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Elm Grove, WI
REVIEW SERVICES INC · BROOKFIELD, WI

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