Cynthia Prescilla Moreno

Current Employers

Employment History

• 05/2016 → 02/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Long Beach, CA
• 03/2018 → Present
  Rbc Capital Markets, Llc.
  Long Beach, CA

Previous Registrations

• 2012-01-13 → 2014-05-09
  Ubs Financial Services Inc.
  Newport Beach, CA
• 2011-10-26 → 2012-01-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
• 2009-06-01 → 2011-11-07
  Morgan Stanley
  Newport Beach, CA
• 2009-04-07 → 2009-06-01
  Morgan Stanley & Co. Llc
  Newport Beach, CA
• 2009-03-31 → 2009-04-15
  Ubs Financial Services Inc.
  Newport Beach, CA

Other Businesses

(1) NAME OF ENTITY: Cynthia Moreno Mary Kay Consultant ADDRESS: 215 Quincy Ave #5 Long Beach CA 90803 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Independent Beauty Contractor CAPACITY: Independent Contractor/Consultant START DATE: 05/05/22 DUTIES: Networking, Marketing and Sales Mary Kay products HOURS DEVOTED PER MONTH: 10 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: Chapel of Change Christian Fellowship ADDRESS: 6701 Alondra Blvd, Paramount CA 90723 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Christian Fellowship Church CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE:03/10/2024 DUTIES: Assist Pastor and staff prioritize gatherings, leadership trainings. and help set budgets, for purchases, hiring & firing staff. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 3) NAME OF ENTITY: The Free Methodist Church of North America, Inc. ADDRESS: 27475 Ynez Road #734, Temecula, California, 92591 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Religious Institution START DATE: 01/04/2025 CAPACITY: Committee/Council Member DUTIES: Identify and prequalify godly competent leaders for nomination to conference Boards and Committees in service of mission. Assist with preparing for annual conference a list of nominations for positions vacated by either resignations or expiration of term. Review board and committee memberships in light of the standing rules of the annual conference. Myself stay in good standings at local FMC Chapel of Change. Take two essential courses and commit to ongoing training. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-05-24
• S63 Uniform Securities Agent State Law Examination
  2017-10-16
• S66 Uniform Combined State Law Examination
  2009-03-30

Other Names

• Cynthia Moreno
• Cynthia P Moreno
• Cynthia P Morena
• Cynthia Prescilla Moreno