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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-05-10 |
| CA | RA | APPROVED | 1997-12-15 |
Branch Locations
2301 Rosecrans Ave Ste 4195, El Segundo, CA 90245 • United States
225 California St, El Segundo, CA 90245-4310 • United States
Manhattan Bch, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Los Angeles | CA | 10/1989 | 03/2020 |
| Ameriprise Financial Services, Llc | El Segundo | CA | 03/2020 | Present |
Real Estate Ownership; Multi-Family; 4007 Pebble Beach Dr. Spring Hill, TN 37212, ,; ; / Commercial; 225 California Street, El Segundo, CA 90245, ,; Investment-Related; 01/01/2015. Business Ownership; RAS Financial Group; ; Manage business expenses; 225 California StreetEl Segundo, CA 90245, ,; Not Investment-Related; 01/01/2013; 20 to 39 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-06-13 |
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