John Franklin Mccabe

Current Employers

Employment History

• 05/1993 → 09/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Columbia, SC
• 12/2009 → 09/2023
  Bank Of America, Na
  Columbia, SC
• 09/2023 → Present
  Ubs Financial Services
  Columbia, SC

Previous Registrations

• 1995-08-14 → 2023-09-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Columbia, SC
  Columbia, SC

Other Businesses

I*31555 For profit or not for profit: For-Profit Organization Name of outside business organization: Continental Properties Investment related: N Address of business: Columbia, South Carolina 29201 Nature of business: Other,LLC Position, title, association: General Partner, Start date of relationship: 3/1/2005 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Partner, not investment related. pay mortgage on our beach house. 2) Name of Business: River Alliance./ Address: 300 Candi LaneColumbia South Carolina United States29210./ Investment Related: No./ Nature: Organization that oversees design and building of public walkways along the three rivers in the Columbia SC area./ Role: Member of Board of directors./ Duty: Attend meetings./ Start Date: 1/1/2018./ Time Required; No. 3) Name of Business: South Carolina Governor's Mansion Foundation./ Address; 300 Richland Street Columbia South Carolina United States 29201./ Investment Related: No./ Nature: Maintaining and improving the Governor's Mansion and its gardens./ Role: Officer./ Duty: Attend meetings and socials at the mansion../ Start Date: 6/1/2021./ Time Required: No./ 4) Name of Business: South Carolina Historical Society./ Address: 100 Meeting StreetColumbia South Carolina United States 29401./ Investment Related: No./ Nature: Collection of historic documents and artifacts to preserve./ Role: Officer./ Duty: Finance Committee, Governance Committee, CEO Search Committee./ Start Date; 6/1/2021./ Time Required: Yes. 5) Name of business: South Carolina State Museum Commission./ Address: 300 Gervais Street, Loading Dock DColumbia United States South Carolina 29201./ Investment Related: no./ Nature: Commission that oversees a Public Museum./ Role: Officer./ Duty: Preside over meetings, deal with personnel issues, review financial stability and activity in my role as Chairman of the Commission./ Start Date: 1/31/2017./ Time Required: Yes.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-11-11
• S63 Uniform Securities Agent State Law Examination
  1992-06-08