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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-26 |
Branch Locations
1225 Franklin Avenue Suite 150, Garden City, NY 11530 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Hewlett | NY | 07/2007 | Present |
1. ARJ GROUP LP;1 Mansion Hill Drive; Syosset, NY 11791; Finance; General Partner; To oversee all finances of the entity; 1/1/2013; 1 hr/mo; Not During Securities Trading Hours; Investment Related. 2. Revat partners, LLC 95 Coachman Place West Syosset NY 11791; Finance; make investment decisions; member; managed account; affiliation started 12/17/2015; 4 hours per day; during securities trading hours; not investment related. 3. ARJ Family LLC; 95 Coachman Place West Syosset NY 11791; It holds life insurance; position- none; duties- none;affiliation started 12/20/2012; 1 hour per year; not during securities trading hours; not investment related. 4. ARJ CHARITABLE FOUNDATION; 95 COACHMAN PLACE WEST SYOSSET NY 11791; 501 C 3 CHARITABLE FOUNDATION; TRUSTEE; RESPONSBILE FOR CHARITABLE GIVING, MAINTAINING THE ACCOUNTS AND FILE TAX RETURNS; AFFILIATION STARTED 01/01/2004; 2 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED. 5. REVAT PARTNERS LLC; 95 Coachman Place West Syooset NY 11791; Finance; Member; looks after its financial goals; affiliation started 01/01/2016; 3.0 hours per day; during securities trading hours; investment-related. 6. Shri Padmavati Shakti Peeth Inc; 95 Coachman Place West, Syosset NY 11791; Treasurer- charity giving, record keeping, tax filing etc; 01/01/2002; 20.00 Hour(s) Per Year - not during securities trading hours; Not Investment-related 7. Vass PIpe & Steel Co. Inc; 158 Third Street, Mineola, NY 11501; Shareholder/Finance commitee - Steel Pipe Importing and Distribution; 01/01/1997; 4.00 Hour(s) Per Week - not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-30 |
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